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You are here: Home / Archives for Article topics / Book reviews / Naval Engagements, Operations and Capabilities

Naval Engagements, Operations and Capabilities

Book Review: Bravo Zulu: Honours and Awards to Australian Naval People Volume 1: 1900-1974

December 28, 2016

By Ian Pfennigwerth. Echo Books, Geelong, 2016. Hardcover & Paperback with illustrations, maps and index, 775 pages. RRP from $65. Available through Echo Books at www.echobooks.com.auor from Ian Pfennigwerth at www.nautilushistory.com.au

Some retired officers invite visitors to take a book from their libraries as a memento and to reduce the estate their family will need to disperse. But if I embrace this custom, Ian Pfennigwerth’s magisterial Bravo Zulu: Honours and Awards to Australian Naval People, Volume 1: 1900 -1974 will be hidden from view. I intend to keep this volume because it will frequently come in handy and is a delight to read. The two letters in the title – Bravo and Zulu – mean ‘Well Done’ in naval parlance, and Volume 1 is quite literally a brick of a book as will be the second volume (1975 -2014).

This is not a traditional reference book with names and citations reproduced alongside a commentary on the origins and criteria of an award. It tells the story of the Colonial Naval Forces, the Commonwealth Naval Forces and the Royal Australian Navy (RAN) and weaves the honours and awards received by Australian naval personnel from Australian and Allied governments into a fast flowing narrative. Its inclusion of honours and awards received in peacetime and civilian bravery awards is most welcome. A good deal of the RAN’s success in combat operations resulted from energetic and enlightened peacetime service among unheralded officers and sailors.

When the research for this volume commenced in 2009, Ian Pfennigwerth and his research partner David Ruffin did not imagine the task would be so difficult or demanding. But, as Ian explains, he relied on hundreds of people to open doors and archives, to provide introductions and insights, and to make connections between places, people and events that defied quick and easy explanation.

In the first chapter the Imperial (British) honours and awards systems, the significance of certain orders and particular decorations, how an individual was recommended and the process by which they eventually received it are explained. I learned a great deal from this chapter including the lament that Australian personnel received fewer honours and awards than their Royal Navy counterparts, a fact that was ‘the subject of much adverse comment’ in the 1930s.

Subsequent chapters are arranged chronologically, the second covering the period to 1939, which was marked by upheaval and uncertainty. Transitioning from a tired colonial flotilla to a battle-ready fleet, Australian naval personnel distinguished themselves in ways that I had not previously known. Their creativity in developing new tactics and their courage in imperilling their own lives to save others in need are simply inspiring. Chapter Three details the honours and awards system operating between 1939 and 1974, when Australian honours replaced Imperial awards.

The next four chapters cover the Second World War. Given the duration of the conflict and the number of personnel in naval uniform (nearly 40,000), these represent the bulk of the narrative, sensibly told by theatre. This arrangement provides coherence for the operations of individual RAN, often lost when they are tracked and assessed separately. I was struck by the inconsistencies in recognising wartime service, with some service in some ships in some situations more likely to be recommended. Approving authorities could not be objective when relying on written accounts rather than eye–witness testimonies, but many deserving acts went either unnoticed or were inadequately recognised. Recipients were usually surprised and always delighted with their honour or award while the empty-handed simply went on with their duties.

Chapter Nine – ‘Testing Times, 1946 to 1965’ – coincides with my area of personal and professional interest. The serious decline of the RAN in the late 1950s, and a series of accidents climaxing with the 1964 Melbourne–Voyager collision, suggested to the parliament and the press that the Navy’s professional standards were deteriorating. This was countered by the RAN’s highly effective performance in complex naval operations in Vietnamese waters and the Mekong Delta, in the air and along the Vietnamese coast. While very ably depicting the RAN’s involvement in the Indonesian ‘Confrontation’, Bravo Zulu also describes vital pioneering work in signals technology, weapons engineering, personnel management and command organisation. The Navy struggled with obsolete equipment and acquiring modern replacements, but its people used ingenuity and their refusal to concede defeat to nurse the RAN through what Ian Pfennigwerth rightly calls ‘testing times’. The final three chapters cover the Korean War, the Vietnam conflict and the ‘End of Forward Defence 1966-74’.

I decided to avoid naming any individual recipient in Bravo Zulu’s 2075 individual stories but, I want to mention seven-year-old Jennifer Purtell, presented with her father’s Distinguished Service Medal in 1943 after he had died in action in HMAS Parramatta. The picture of the presentation is incredibly moving. She could not have understood why the war was necessary or why her father had been taken from her, but I hope the medal and what it signified brought her some comfort and consolation.

Bravo Zulu is a terrific book that every library in Australia should acquire as a reference text. It is a personalised history of the RAN and an invaluable compendium for students and scholars chasing an elusive fact or form of words to detail an action or to describe a person. Echo Books is to be warmly commended on a first-class, handsome volume. In sum, the naval historical community owes a great debt of thanks to Ian Pfennigwerth and his team, a debt that will be enlarged as we eagerly await the appearance of Volume 2.

 

Reviewed by Tom Frame

 

 

The HMAS Melbourne-Voyager Collision: A Tragedy that Damaged and Reformed

December 28, 2016

By MIDN Mollie Burns, RAN – NEOC 54 Naval Historical Society Prizewinning Essay

Introduction

The collision of HMAS Melbourne and HMAS Voyager remains the Royal Australian Navy’s (RAN) worst peacetime disaster. Occurring off the New South Wales coast in 1964, the aircraft carrier Melbourne and destroyer Voyager were engaged in night flying exercises when Voyager inexplicably turned in front of Melbourne’s bow. The destroyer was cut in half and sank; of a company of three hundred and fourteen, eighty two men were killed (Spicer 1964). For the flagship and escort to collide in home waters and calm conditions with such heavy loss of life shocked the RAN and Australia.

The collision heavily damaged trust in the RAN and its standing with the Government and Australian public. Two Royal Commissions were convened over the incident, however, the investigations were poorly handled and compounded the detrimental effects of the incident.

The collision and its aftermath is of massive significance to the RAN and eventually led to large training, operational and cultural changes. This essay examines the impact such serious incidents have on the public and parliamentary perception of the RAN, and the impact it had internally. It also reviews improvements to Officer of the Watch (OOW) standards, Command Team training and operational procedures.

Impacts on the RAN’s Reputation

Serious maritime/naval accidents can cause immense damage to the public and government perception of the RAN and the trust placed within the organisation. This damage comes from various sources.

Faith in the RAN’s competency is lessened when serious incidents occur. A key factor is what errors, failings or lack of knowledge may have led to the event. This has widespread implications up to the international level; a finding of negligence would impact standing with allied naval forces.

Secondly the handling of the incident affects public perception. This involves how information is communicated immediately after the incident, the transparency of the investigation process and any actions taken as a result.

Finally, the RAN is judged on the manner in which it treats individuals involved. This includes post-incident care and ensuring a fair review process for members.

Even prior to the collision, the RAN was under increasing public and parliamentary scrutiny (Frame 1992). The service was balancing multiple goals, struggling to define its organisation and role in post-war Australia and had suffered multiple serious incidents.

The RAN was compromising between several constraints and aims. Firstly, the fleet had been in material decline since the Second World War and was aging rapidly (Frame 1992). Whilst rising tensions in Indonesia had resulted in some investment, it was also forcing ships through rapid work–up exercises such as those Melbourneand Voyagerwere engaged in (Frame 1992). In addition, Frame (1992) states the RAN was under pressure to prove herself to the two major allies, the Royal Navy and United States Navy. Finally, questions were being raised in Australia about the role and relevance of the RAN.

The RAN had not assisted itself in responding to these queries by becoming an increasingly insular organisation (Frame 2005). The ‘silent service’ was still a very British institution, particularly in the officer branch. Inherited traditions shaped the culture and young adolescent officers were indoctrinated into the naval way of thinking and acting during their four year education at the Royal Australian Naval College. More advanced training was generally undertaken at similar British institutions. Consequently, RAN officers were very familiar with naval practices but less so with civilian procedures. The Navy itself was primarily directed by the increasingly powerful Naval Board (Frame 1992). Frame (1992) highlights the separation of the RAN from government; independence the RAN viewed as strength. However this clear divide between RAN leadership and government led to RAN officers and the Navy being viewed as arrogant and unwilling to accept external review (Frame 1992).

The harshest scrutiny, however, arose from a series of escalating incidents and the associated fatalities (Frame 2005). This culminated in 1963 with the drowning of five junior officers who were sent on a twelve hour, out–of–sight sailing exercise in dubious weather (Frame 1992). While the Captain involved was initially convicted at the resulting court martial, this was overturned by the Naval Board who effectively sent the Captain on a promotion course (Frame 1992). The lack of accountability and action by the RAN disgusted Parliament and the public. Trust in the organisation and its self–management was quickly eroding.

Into this environment, the Melbourne–Voyager collision stunned Australia and further damaged the failing reputation of the RAN. That one RAN ship could effectively slice another in half with such a loss of life in home waters during peacetime was shocking (Four Corners, ABC Television, 10 February 1992). Furthermore, these deaths were not ‘a sacrifice for the country’s defence … [but resulted] from human error or negligence’ (Frame 1992).

The consequential falls in recruiting demonstrated the lack of faith in the RAN (Frame 1992). Despite a heavy recruiting campaign commencing almost immediately after the incident, numbers were significantly lower and did not recover for several years indicating the persistent nature of the damage to the RAN’s reputation (Frame 1992).

The negative perceptions of the RAN and their longevity were compounded by the handling of the collision.

While the RAN expected a Naval Board of Inquiry, public and parliamentary mistrust, frustration at the information flow and the need for an impartial review resulted in a Royal Commission being convened (Frame 1992).

The Commission was characterised by a hostile approach to witnesses and the initial report is poorly regarded (Frame 1992). It highlights the unsuitability of a Commission as means of investigation and lack of naval knowledge held by the civilian investigators (Frame 1992, Ferry 2014). It also contentiously held Melbourne’s Command Team partially responsible for failing to prevent the collision, leading to the Captain’s resignation (Spicer 1964). , a finding overturned in the second Royal Commission after the resignation of the Captain involved (Hall 1982).

The second Royal Commission was driven by parliamentary backbench campaigning against a reluctant Government and Naval Board (McCarthy 2015). It overturned the Melbournefinding but, again, was unable to determine the cause (Hall 1982). Both investigations were drawn out, controversial and a source of additional pain (Frame 2005).

Internal relationships within the RAN were also damaged by the treatment of members involved.

Voyagersurvivors, who had been through a horrific experience, lost the ship that they lived aboard and any possessions, were granted a week of leave to return home before being posted to a sister ship (Four Corners, ABC Television, 10 February 1982). There was minimal post-collision mental care or recognition of trauma. In later years, many compensation cases were raised and, since 1964, the RAN has improved greatly in this field (Anderson 1993).

Tension also arose from the treatment of members during the investigations, particularly the Melbourne Command Team. They were viewed as scapegoats and the Naval Board was seen to have abandoned or sacrificed its members (Hall 1982). This view was compounded by Captain Robertson’s resignation and Hall (1982) describes the tension caused within the mid-officer ranks.

As with any serious maritime/naval accident, the Melbourne-Voyagercollision significantly damaged the RAN. It also highlighted numerous deficiencies, particularly those occurring on the ship’s bridge, and forced critical review and improvement.

Impacts on OOW standards and Command Team training

When Melbourne and Voyager collided, both bridges were manned by their respective Captains, navigators, OOW and various lookouts. Whilst the exact cause of the collision has never been determined, it is clear there were multiple failings on one or both bridges.

Oxenbould (2004) asserts that the insufficient lookout onVoyager, criticised in both Commissions, was the main reason the ‘collision was not prevented’. Voyager’s most experienced watchkeeper was absent, their OOW was inexperienced and the key lookout was on his first sea voyage (Oxenbould 2004). Furthermore, Oxenbould (2004) argues the inexperience of the both bridge teams in working together on their respective ships also contributed. On that night, Captain Stevens aboard Voyager was the only “old hand” on either Command Team (Frame 1992). Every other officer had been recently posted onto Melbourne or Voyager and this was their first night at sea in company in over five months (Oxenbould 2004). It is likely this inexperience and unfamiliarity contributed in some way to the collision. Hence, while the primary cause can only be speculated on, the collision had clear implications for the standards of the OOW and Command Team training and preparation.

A range of measures were introduced after the collision to address the deficiencies that became evident.

There was a lack of formal qualifications for an OOW on given platforms and different evolutions, and no measure of their experience, platform training and currency (Ferry 2014). Objective platform qualification and periodic retesting combined with the use of advancing technology in the Bridge Simulator have greatly improved OOW training (Oxenbould 2004). Complex evolutions can now be simulated for practice and the ‘inexperienced [who] must gain experience’ (Spicer 1964) can first do so in simulated settings.

Furthermore, alterations to workups ensure they are of structured to progressively build up; close-quarters night flying exercises would not occur on directly after a long refit with new command teams (Oxenbould 2004). Such exercises would be practiced in the daylight hours initially after graduation from simpler manoeuvres; from this perspective the Melbourne-Voyagerexercise program has little apparent preparation and seems overly ambitious.

Independent trials and tests are also conducted before operational workups to assess basic drills and safety procedures (Oxenbould 2004). Following any major change in Command Team, such drills are conducted before a ship goes to sea to ensure cohesion, competency and efficiency on the bridge (Oxenbould 2004).

Operational and Procedural Changes

In addition to improved OOW and Command Team training, practices relating to communications, escort ships and rescues were refined.

In regard to ship-to-ship communications, speculation that the collision may have been caused by misinterpreted signals resulted in the confirmation of ambiguous signals being encouraged (Frame 1992). Quick challenges were made mandatory if a ship’s course was not understood or caused concern (Oxenbould 2004). Ships conducting similar evolutions were also to be assisted from their Operations Room, something that did not occur on the night (Ferry 2014).

Furthermore, rigid regulations for operating with Melbourne were released (Hall 1982). For example, a clear zone was established 2000 yards ahead of the carrier which escorts were not to enter without express permission and turns toward Melbourne to take up station were prohibited (Oxenbould 2004).

Safety and rescue also became a higher priority; on the night, poor swimming ability likely led to several deaths and helicopter rescue was underused (Ferry 2014). Furthermore, some escape hatches on Voyagerfailed to open and lifejackets were not readily available (Chapman 1979). The RAN swimming standards were raised in response and escape and rescue procedures strengthened and practised (Ferry 2014).

Cultural Significances

In addition to procedural changes, the collision eventually forced the somewhat-reluctant RAN through positive cultural change (Chapman 1979). Safety, constant improvement and professional discipline became key goals.

Improvements in Command Team training also shifted the responsibilities of the Captain and surrounding officers. Whereas previously a Captain was rarely questioned and had almost autonomous power, all members of the bridge were encouraged to raise any concerns (Ferry 2014). Similarly, Captains were under more stringent medical reviews (Frame 1992). The Captain did not lose responsibility, but was more accountable and supporting members were empowered.

This was only one aspect of the significant cultural change the RAN underwent. Prior to the collision, the RAN was relatively isolated and self-contained; this led to a glaring cultural clash during the Royal Commissions (Frame 2005). The RAN officers lacked knowledge of the process, deferred to rank and honour while failing to raise key points and were often naïve in the face of a hostile investigation (Hall 1982). The need for the RAN to have stronger relationships with government and be more aware of civilian processes was evident. It would also need to become accustomed to external reviews. In building these connections, the RAN became a more open and transparent organisation with greater public and parliamentary accountability.

Conclusion

The Melbourne-Voyager collision is one of the RAN’s most devastating disasters. For so many men to be killed in a training exercise severely damaged the RAN’s standing with the Australian Government and public. It also highlighted numerous weaknesses and OOW standards, Command Team training and operational procedures were improved as a result.

The collision also spurred the inertial RAN through significant cultural change with an increased focus on safety and the correct following of procedures. These reforms eventually led to the RAN becoming a more open and accountable organisation. Whilst the collision itself is one of the service’s most damaging events, it and the resulting alterations laid the foundations for many practices of the modern RAN.

 

Bibliography:

Anderson, D., 1993, The Voyager disaster: a 30 year saga, Issues brief number 6, Parliamentary Research Service, Canberra.

Chapman, A.I., 1979, The ‘Melbourne’ collisions: ‘Voyager’, 10th February 1964, ‘Frank E. Evans’, 3rd June 1969, a treatise of analysis and opinion, Department of Defence, Canberra.

Ferry, D., 2014, HMAS Melbourne/Voyager collision: cause theories and inquiries (with aspects of the HMAS Melbourne/USS Frank E. Evans collision), Headmark, 151, p 2-16.

Frame, T., 1992, Where Fate Calls: the HMAS Voyager tragedy, Hodder & Stoughton, Sydney.

Frame, T., 2005, The Cruel Legacy: the HMAS Voyager Tragedy, Allen & Unwin, Crows Nest NSW.

Hall, T., 1982, HMAS Melbourne, Allen & Unwin, Sydney.

HMAS Voyager: the cruel legacy, 1992, Four Corners, Australian Broadcasting Corporation (ABC).

McCarthy, E., 2015, John Jess, Seeker of Justice: the Role of Parliament in the HMAS Voyager Tragedy, Sid Harta Publishers, Victoria.

Oxenbould, C., 2004, The Sinking of HMAS Voyager: What Happened?, The Sydney Papers, 16 (2), p 103-110.

Spicer, J., 1964, Report of Royal Commissioner on loss of HMAS Voyager: Melbourne, 13th August 1964, Commonwealth Government Publisher, Canberra.

 

 

Book Review: Not a Real War – A Sailor’s Experiences in a Soldier’s War

March 1, 2016

Not a Real War – A Sailor’s Experiences in a Soldier’s War by Paul Longley. Published by Book Pal, Brisbane, 2015. Paperback, 224 pages with b & w photos. Available from Amazon $22.46 or Kindle $2.91.

 While frequently in the news for all the wrong reasons very little is known of Somalia so this book by the then Lieutenant Paul Langley, RAN telling of his in-country experiences is most welcome. Many may have seen the film Blackhawk Down which provides some idea of the problems experienced in this lawless land during 1993 when Paul was posted as a Movement Control Officer to assist arranging logistic support to the Unified Task Force (UNITAF). This was a United States led, United Nations sanctioned, multinational force which operated in the Republic of Somalia from December 1992 to May 1993 to provide a protective environment for conducting humanitarian aid to prevent starvation.

The Australian commitment to this conflict was brief but none the less significant with a 1,000 man strong battalion sized group from 1RAR led by the then Lieutenant Colonel David Hurley, mostly embarked in HMA Ships Jervis Bay and Tobruk.The main Australian contingent returned home in May 1993 when the initial force was replaced by an expanded United Nations Operation in Somalia (UNOSOM) with a mandate to help rebuild the Somalia state. The small Australian logistics group to which Paul was attached remained for another seven months finally withdrawing in November 1993.

Paul tells his story of a sailor in a soldier’s war in a unique style with ease and some humour in many small easily read chapters. It was a conflict with many and constant dangers from suicide attacks, small arms and IEDs with over 150 UNOSOM casualties, including four Australians and many more Somalia casualties. We learn how a sailor finds his feet and learns to fit into an essentially Army run unit, the varied daily routines, many mundane but all important, and others where danger lurks and quick reactions are required with adrenalin pumping. Through the author’s keen powers of observation we glimpse inside the world of combined military operations at work in some of the most demanding of conditions in a very destructive environment.

 

Reviewed by Arcturus

 

 

 

Book Review: The Forgotten Flotilla – The Craft of Heroes Greece, Crete & North Africa 1941

June 18, 2015

The Forgotten Flotilla – The Craft of Heroes Greece, Crete & North Africa 1941 by Michael James Bendon. Published by Ligare Book Printers, Sydney, 2014. Landscape format hardcover of 198 pages, liberally illustrated with coloured photographs and diagrams, rrp $49.95.

Five years ago an Australian marine archaeologist investigating the ancient city of Phalascarna in western Crete contacted the NHS. Dr. Michael Bendon had discovered a submerged WW II vessel close in-shore thought to be linked to the 1941 Anzac evacuation of Crete and sought assistance identifying the vessel. From photographs provided this appeared to be the wreck of a landing craft but the Society was unable to offer much help other than suggesting Royal Naval authorities might have further information.

From these humble beginnings has emerged a fascinating story taking us through the development of landing craft and specifically Tank Landing Craft (TLC) which were vital to many Mediterranean and Pacific operations. The first batch of 20 Mk1 TLCs commenced construction by various British yards in mid 1940. For ease of transportation they were prefabricated in four sections which could be off-loaded without the need for huge cranes and then literally bolted together with minimum labour. By late 1940 these vessels and their crews were convoyed around Africa and 18 craft re-assembled at Port Said. With minimum work-up an inexperienced crew of 14 officers and men were putting their ungainly 160 ft (48.7 m) x 30 ft (9.1 m) craft into service. Although designed for tanks and other heavy supplies, in an emergency they could also lift 500 troops.

In April 1941 they were engaged in the evacuation of troops, mainly the Anzac Corps, from Greece. To avoid the attention of German bombers the evacuations were made at night from beachheads (most wharves had been destroyed) to larger ships waiting off-shore. With the majority of these troops relocated to Crete preparations were made for these poorly armed forces to defend the island. They only had to wait one month for the largest airborne invasion undertaken by German paratroops which eventually captured an airfield from which the end was inevitable. The resultant evacuation of Anzacs from Crete with minimum air cover took a heavy toll on men and naval forces.  This was the end of a humble ship without name, TLC A6, commanded by SBLT John Sutton, DSO, RNVR. Making her way to help evacuate troops further south at Sphakia, she was overcome by three Luftwaffe JU87s and beached herself off Phalasarna, to be discovered 70 years later.

This well researched and interesting story provides a wonderful insight into the development of Tank Landing Craft and their early wartime operations and the development of amphibious warfare.

Reviewed by Arcturus

Book Review: Under New Management – The Royal Australian Navy and the Removal of Germany from the Pacific, 1914-15

March 23, 2015

Under New Management – The Royal Australian Navy and the Removal of Germany from the Pacific, 1914-15. By Ian Pfennigwerth. Echo Books, West Geelong, Victoria, 2014. Soft cover of 182 pages illustrated with black and white maps and photographs, rrp $24.95.

This comprehensive book is well researched and not only provides a compelling story but also a useful reference in one relatively small volume.  Even today Australians have a poor knowledge of Papua New Guinea (PNG) which is by far our nearest neighbour. The author helps overcome this lack of understanding through a story of the fledgling Royal Australian Navy’s involvement in its first campaign in this then remote region.

We learn of the early history of Papua New Guinea where many explorers ventured through these relatively isolated and inhospitable lands in search of trading opportunities. As no colonial power sought to claim the eastern portion of New Guinea it was left to German trading houses to establish European settlements, leading to an agreement reached in 1886 between Britain and Germany on geographic boundaries between their areas of competing interests in the Pacific region.  Australia, especially the Queensland Colonial Government, saw this as a threat to their sovereignty.

The formation of a well balanced and formidable Australian fleet is explored with its early call into service to confront the German East Asiatic Squadron by undertaking an attack on German possessions in the Pacific. The Australian Naval and Military Expeditionary Force (AN&MEF) of 2,000 men was raised under the overall command of the Australian fleet commander, Vice Admiral Sir George Patey.  Remarkably, within days of the declaration of war the AN&MEF was mobilised, kitted out and embarked for training and battle.

The first armed encounter with the enemy, resulting in Australia’s first war-time casualties and the loss of submarine AE-1, occurred six months before the better known Gallipoli campaign. The recorded memories of Commander Stan Veale, RANVR, who was then a midshipman, are a vivid reminder of the dangers faced in this action to attack and secure an enemy radio station in what became known as the Battle of Bita Paka. The book goes on to explain the wider ramifications of the war at sea leading to the elimination of the German East Asiatic Squadron and thence a German presence from the Indian and Pacific Oceans. This of course led to later Australian involvement in the mandated administration of PNG.

While the RAN committed itself admirably throughout this conflict there was at times some confusion in the command structure with a lack of appreciation between military and naval areas of responsibilities. In such a wide ranging history some minor errors are expected but these are minimal and do not affect the overall story. The book however admirably demonstrates the important contribution made by a very young navy in extending Australia’s national influence throughout the Pacific region.

Reviewed by Leyland Wilkinson

 

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